Deputy General Counsel, Corporate & Securities

Other Jobs To Apply

No other job posts for this day.

About Grocery Outlet:

  • Our Mission: Touching Lives for the Better
  • Our Vision: Touching lives by being the first choice for bargain-minded consumers in the U.S.
  • Our Values & Behaviors: Achievement, Diversity, Entrepreneurship, Family, Fun, Integrity & Service
About the Team:

Our legal team's mission is to help our business succeed by mitigating risk and loss and insuring safe keeping of the company's assets. Our team is a fun, business-oriented group that prides themselves on being diplomatic, equitable, highly analytical, and exceptional communicators.

About the Role:

As the Deputy General Counsel, Corporate & Securities, you will work cross-functionally with teams across Grocery Outlet to support our public company obligations and corporate governance functions. You are a highly skilled and detail-oriented attorney who is looking for their next challenge. You will be responsible for ensuring compliance with federal securities laws, advising on corporate governance best practices, supporting board and committee matters, and providing general legal support in other areas. The Deputy General Counsel, Corporate & Securities will report to the EVP & General Counsel.

Responsibilities Include:

Securities Law Compliance
  • Assist in the drafting and review of periodic filings with the SEC, including Forms 10-K, 10-Q, 8-K, Proxy Statements, and Section 16 filings (Forms 3, 4, 5)
  • Ensure compliance with the Securities Exchange Act of 1934 and applicable NASDAQ listing regulations
  • Assist in the preparation and review of earnings releases, investor presentations, and related disclosures
  • Advise on Regulation FD and public disclosure matters
  • Support Insider Trading Policy administration and blackout period monitoring
Corporate Governance
  • Support board and committee meetings, including preparing materials, resolutions, and meeting minutes
  • Support maintenance of corporate records and governance documents, including bylaws, committee charters, and corporate policies
  • Manage legal aspects of annual stockholder meetings and proxy statement development
    Provide guidance and training to the board and management on governance matters and emerging best practices
  • Support the company's ESG programs and related compliance efforts and disclosure requirements
General Corporate
  • Provide legal support on executive compensation matters, equity plans, and equity administration
  • Assist with corporate transactions, including financings and M&A
  • Collaborate with internal stakeholders in Finance, IR and HR to ensure alignment and information flow
Other
  • Negotiate and review contracts with varying complexity, including master and professional services agreements, software license agreements, advertising and marketing agreements
  • Support the management of outside counsel on various matters, as needed
  • Other responsibilities as assigned
About The Pay:
  • Base Salary Range: $200,000 - $225,000 Annually
  • Annual Bonus Program
  • Equity
  • 401(k) Profit Sharing
  • Medical, Dental, Vision & More!
  • Final compensation will be determined based upon experience and skills
About You:
  • Juris Doctor and membership in good standing with the California State Bar
  • 5+ years of securities, governance, and transactional law experience
  • Prior experience at a top-tier law firm or in-house legal department at a public company
  • Ability to work in a fast-paced start up like environment
  • Depth of legal knowledge relating to U.S. securities laws, NASDAQ rules and governance standards
  • Familiarity with Nasdaq Boardvantage, Workiva or other board and disclosure management platforms preferred
  • High integrity and discretion in handling confidential information
  • Proactive, solution-oriented approach
  • Excellent business judgment and strategic thinking
  • Ability to work independently and collaboratively in a collegial, fast-paced team environment
  • Comfort in advising and interacting with board members and senior executives
  • Ability to work closely with, facilitate interactions within, and influence large cross-functional teams (including representatives from law, tax, accounting, regulatory, compliance, operations, human resources, real estate and communications)
  • Ability to manage external counsel efficiently
  • Agility in managing multiple projects in an efficient and timely manner
  • Outstanding verbal and written communication skills, and attention to detail
  • Superior drafting and negotiation skills

To learn about how we collect, use and secure your personal information. Click here to see our privacy policy.

Equal Opportunity Employer
This employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights notice from the Department of Labor.
Back to blog

Common Interview Questions And Answers

1. HOW DO YOU PLAN YOUR DAY?

This is what this question poses: When do you focus and start working seriously? What are the hours you work optimally? Are you a night owl? A morning bird? Remote teams can be made up of people working on different shifts and around the world, so you won't necessarily be stuck in the 9-5 schedule if it's not for you...

2. HOW DO YOU USE THE DIFFERENT COMMUNICATION TOOLS IN DIFFERENT SITUATIONS?

When you're working on a remote team, there's no way to chat in the hallway between meetings or catch up on the latest project during an office carpool. Therefore, virtual communication will be absolutely essential to get your work done...

3. WHAT IS "WORKING REMOTE" REALLY FOR YOU?

Many people want to work remotely because of the flexibility it allows. You can work anywhere and at any time of the day...

4. WHAT DO YOU NEED IN YOUR PHYSICAL WORKSPACE TO SUCCEED IN YOUR WORK?

With this question, companies are looking to see what equipment they may need to provide you with and to verify how aware you are of what remote working could mean for you physically and logistically...

5. HOW DO YOU PROCESS INFORMATION?

Several years ago, I was working in a team to plan a big event. My supervisor made us all work as a team before the big day. One of our activities has been to find out how each of us processes information...

6. HOW DO YOU MANAGE THE CALENDAR AND THE PROGRAM? WHICH APPLICATIONS / SYSTEM DO YOU USE?

Or you may receive even more specific questions, such as: What's on your calendar? Do you plan blocks of time to do certain types of work? Do you have an open calendar that everyone can see?...

7. HOW DO YOU ORGANIZE FILES, LINKS, AND TABS ON YOUR COMPUTER?

Just like your schedule, how you track files and other information is very important. After all, everything is digital!...

8. HOW TO PRIORITIZE WORK?

The day I watched Marie Forleo's film separating the important from the urgent, my life changed. Not all remote jobs start fast, but most of them are...

9. HOW DO YOU PREPARE FOR A MEETING AND PREPARE A MEETING? WHAT DO YOU SEE HAPPENING DURING THE MEETING?

Just as communication is essential when working remotely, so is organization. Because you won't have those opportunities in the elevator or a casual conversation in the lunchroom, you should take advantage of the little time you have in a video or phone conference...

10. HOW DO YOU USE TECHNOLOGY ON A DAILY BASIS, IN YOUR WORK AND FOR YOUR PLEASURE?

This is a great question because it shows your comfort level with technology, which is very important for a remote worker because you will be working with technology over time...